The table is a quick reference to USPTO decided cases between 19th to 21st centuries that have a significant impact in charting a course to today’s popular two-step framework for determining patent eligible subject matter. The present listing of cases does not constitute an exhaustive sample space of all landmark cases, but are essentially drawn from recently issued USPTO report of July 2017.
S. No.
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Case Name
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Year
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Subject Matter
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Decision
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Inference
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SIGNIFICANT CASES
OF 19TH CENTURY
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1
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O’ Reilly v.
Morse
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1854
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Method for
marking or printing intelligible characters, signs or letters at any
distances using electromagnetism
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Ineligible
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The use of
magnetism was not restricted to a particular process. Attempt towards
Pre-empting the use of principle of electromagnetism
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2
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The Telephone
Cases
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1870 to 1880
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The claims
were directed to use of current in closed circuit for transmission of vocal
and other sounds, and using it that condition only for a limited purpose
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Eligible
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The art of
using principle of electricity to reproduce at a distance vibrations caused by
the voice, into a practical use or under specified condition, thereby not
attempting to pre-empt all other possible solutions
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SIGNIFICANT CASES
OF 20TH CENTURY
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3
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American Fruit
Growers v. Brogdex
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1931
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The method involved
treatment of citrus fruits with a borax solution to render the fruit
resistant to mold
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Ineligible
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The process
could not be called “manufacture” or “manufactured article” within the
meaning of Patent Law. The addition of borax to the rind of citrus fruit does
not produce from the raw material an article for use which possesses a new or
distinctive property, form or quality. The added substance only protects the
natural article
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4
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Funk Bro. Seed
v. Kalo Inoculant
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1948
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The invention
claimed an inoculants for plants comprising a combination of different
bacterial stains to improve nitrogen fixation
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Ineligible
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There is no
invention in combining species as no new bacteria were produced; rather each
species had its same effect as it always had. Thus, there should be more than
mere combination as else it will be discovery of some of handiwork of nature
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5
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Gottschalk v.
Benson
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1972
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The method of
programming a general purpose to convert binary coded decimal (BCD) signals
to pure binary numbers
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Ineligible
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Claims were
abstract within the statute as they attempt to cover both known and unknown
uses of BCD to pure binary conversion. Thus, there is a pre-emption of
mathematical formula and hence patent on algorithm strictly
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6
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Parker v.
Flook
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1978
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A method for
updating alarm limits during catalytic conversion using a mathematical
formula
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Ineligible
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A mathematical
formula cannot support a patent unless there is some other inventive concept
in its application. Any post-solution activity can be appended to almost any
mathematical formula. Therefore, its limitation to a specific field shall not
suffice; the implementation should be novel and non-obvious
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7
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Diamond v.
Chakraborty
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1980
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A bacterium
genetically engineered with 2 plasmids providing separate hydrocarbon
degradative pathways for use in treatment of oil spills
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Eligible
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Improvement on
a composition of matter. It is a first case on allowing a live human-made
micro-organism as it constitutes a “manufacture” or a “composition of matter”
within the definition of statute.
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8
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Diamond v.
Diehr
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1981
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A process for
molding synthetic rubber product using Arrhenius equation to calculate cure
time. It comprises series of steps that enable more efficient solution of
Arrhenius equation
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Eligible
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The process
enables transformation of raw, incurred synthetic rubber (an article) into a
different state or thing within a specified field.
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SIGNIFICANT CASES
OF 21st CENTURY
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9
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In re Bilski
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2010
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A method of
hedging risk in commodities trading. The steps comprises initiating a
transaction between a broker and purchaser-users who buy the commodity at a
first fixed rate, identifying producer-seller of the commodity, and initiating
transaction between the broker and producer-seller at a second fixed rate
such that the purchasers and the sellers respective risk position balance
out.
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Ineligible
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This was a
business method including an abstract idea of hedging risk in energy market and
added only token post-solution components, use of well known random analysis
technique to establish input.
Hedging was
determined as a fundamental economic practice and by patenting this, there
was an attempt to pre-empt use of risk hedging in all fields.
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10
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Research Corp.
v. Microsoft
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2010
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Rendering a
halftone image of a digital image by comparing pixel by pixel, the digital
image against a blue noise mask
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Eligible
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It’s a
functional and palpable application of a method to computer technology
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11
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Mayo v.
Prometheus
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2012
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A method for
optimizing drug dosages for treatment of autoimmune diseases in humans based
on relationship between concentration of metabolite in blood following
administration of drug, and likelihood that administered dosage would be
ineffective or produce harmful side effects
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Ineligible
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A two-step
framework was introduced for the first time
to determine:
i) if the
claims were directed to judicially recognized exceptions
ii) if the
claims do significantly more than simply describe these natural relations
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12
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Association of
Molecular Pathology v. Myriad Genetics
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2013
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The claims
were directed to an isolated DNA associated with an increased risk of breast
cancer, and a synthetic DNA created from RNA, known as complementary DNA
(cDNA)
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Isolation of
genes-Ineligible
BUT
cDNA-eligible
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The isolation
of genes falls within the law of nature exception and discovering location of
genes does not render genes patent eligible, nor does an act of separating
them from their surrounding genetic material. There should be a marked
difference in the characteristics of a new product resulting from isolation
when compared to its natural form.
However, cDNA
are allowable as they differed from naturally occurring DNA by absence of
intron regions.
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13
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Alice Corp. v.
CLS Bank
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2014
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A computer
implemented method for mitigating settlement risk wherein the claims are
directed to financial trading systems on which trade between the two parties
who are to exchange payment are settled by a third party
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Ineligible
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Abstract idea
of intermediated settlement. Failed the two prong test:
1) determine
whether the claims
are directed
to a patent-ineligible concept; and (2) determine whether the claim’s elements,
considered both individually and as an ordered combination, transform the nature
of the claims into a patent-eligible application
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14
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DDR Holdings
v. Hotels.com
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2014
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A system for
generating a composite web page by combining certain features of a “host”
website with content of a third party merchant. By clicking on advertisement
for a third-party product displayed on a host website, the user is directed
to a hybrid web page that combines the “look and feel” of the host website
and product information from the third party merchant
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Eligible
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The claimed
solution is necessarily rooted in computer technology and do not attempt to
pre-empt every application of idea by increasing sales by making two web
pages look the same.
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15
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Ariosa v.
Sequenom
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2015
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A method for
detecting cell-free fetal DNA (cff DNA) in maternal blood and diagnosing a
pre-natal condition based on such DNA. The method enabled detection of
paternally inherited cffDNA in maternal blood to diagnose certain genetic
defects
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Ineligible
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Here, the
process begins and ends with a natural phenomena. The claims were too broad,
and should have rather be narrowed to cover applications actually reduced to
practice
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16
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Rapid litigation
management v. Cellz Direct
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2016
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A method of
cryopreserving hepatocytes (liver cells). The cells are subjected to density
gradient fractionation to separate viable and non-viable hepatocytes, recovering
the viable cells and refreezing them
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Eligible
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It is a new
and useful technique for preserving hepatocytes and not merely directed to
ability of hepatocytes to survive multiple freeze thaw cycles
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17
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Enfish LLC v.
Microsoft
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2016
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A data storage
and retrieval system for a computer memory that incorporate a self referential
logical model, for faster searching and more effective storage of data
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Eligible
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It claimed
towards specific improvement in the way computers operate, embodied in
self-referential table
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18
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Bascom v.
AT&T
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2016
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A system for
filtering internet content wherein a filtering tool is installed at a
specific location, remote from the end-users, with customizable filtering
features specific to each end user
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Eligible
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No pre-emption
of all ways of filtering content on internet, but a specific, discrete
implementation of an abstract idea of filtering content.
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19
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McRO v. Bandai
Namco Games America
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2016
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A method for
automatically animating lip synchronization and facial expression of 3D
characters
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Eligible
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An improved
technique to allow computers to produce accurate and realistic lip
synchronization and facial expressions in animated characters that previously
could not be produced by human animators. There is a combined order of
specific rules that renders information into a specific format which is then
used and applied to create desired results: a sequence of synchronized
animated characters
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20
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Amdocs Ltd. v.
Openet Telecomm, Inc.
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2016
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A method for
collecting and processing network accounting records over a network. A computer
code used accounting information with which the first network accounting
record is correlated to enhance the first network accounting record
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Eligible
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No presumption
of any and all generic enhancement of data in a similar system. Further, it purposely
arranges the components in a distributed architecture to achieve a technical
solution of a technical problem specific to networking
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